by James C. Sherlock

I have written about the Threat Assessment Teams (TAT’s) of two state universities, the University of Virginia and Virginia Tech.

I assessed Tech to be compliant with state law. I reported that UVa is not. That of course raises the issue of the rest of Virginia’s colleges and universities.

The Virginia Department of Criminal Justice Services (DCJS) in 2014, with far more resources and access than I, found the state of the TAT’s serving the commonwealth’s fifteen four-year state institutions of higher learning (IHL), its community colleges and private IHLs to be as a group a hot mess (my term).

I will follow this article with an assessment of the compliance of the current policies of Virginia’s fifteen public IHLs.

The 2014 report did not have the intended effect of standardization and professionalization of threat assessment and intervention in Virginia. Preliminary reviews of the policies of each IHL show them still to be all over the map in terms of compliance.

I am reasonably sure that if DCJS redid its survey tomorrow, it would result in similar findings and recommendations. Perhaps at this point the government should actually enforce the law rather than just reporting on the lack of compliance.

One wishes that had occurred years earlier.

Background for DCJS report. The 2008 Virginia General Assembly passed legislation that required each public institution of higher education (IHE) to establish a violence prevention committee (VPC) and a threat assessment team (TAT).

Those two organizations were charged with preventing violence on campus by

  • setting policy on the one hand; and
  • assessing and intervening when individuals exhibit behavior which may pose a threat to the safety of the campus community on the other.

There is separate guidance in the law for the structure of a Violence Prevention Committee and a Threat Assessment Team at each public IHE.

Each Violence Prevention Committee (VPC) was then, as now, charged with specific responsibilities for setting policy, including

(a) the assessment of individuals whose behavior may present a threat,

(b) appropriate means of intervention with such individuals, and

(c) sufficient means of action, including interim suspension, referrals to community services boards or health care providers for evaluation or treatment, medical separation to resolve potential physical threats, and notification of family members or guardians, or both, unless such notification would prove harmful to the individual in question, consistent with state and federal law.

Each TAT, then as now, was required to implement the assessment, intervention, and action policies set forth by the VPC.

The DCJS worked with an earlier version of current law, but that version (§23-9.2:10. Violence prevention committee; threat assessment team) was not different in any meaningful respect from the current § 23.1-805.

DCJS in September of 2021 produced a study that indicated that Family Educational Rights and Privacy Act (FERPA) information was available to TATs, including the institutional police members of the TAT.

Findings and Recommendations. There is no question that changes appropriate to the findings could have been mandated at state IHLs immediately after the issuance of the 2014 study.

They were not. I have no idea why not.

Selected findings follow and are quoted in full.

The majority of the public institutions􏰃 VPCs (about 70%) and TATs (about 75%) have the types of representation (student affairs, law enforcement, counseling services, etc.) on the committees required by §23-9.2:10. Community colleges appear slightly less likely than four-year public institutions to have all the required representation, but this may be due to overlapping or duplicate functions performed by the same person on the committees.

Regarding intervention strategies, institutional policies are most likely to include disciplinary conduct review, interim suspension, and voluntary referral for mental health services (all over 80%). Policies were least likely to include involuntary hospitalization (51%) or medical separation (45%), particularly for community colleges.

18% of institutions reported always using at least one assessment tool during their threat assessment process.

Almost two-thirds (64%) of the institutions reported having between five and 10 TAT members. The average number of team members was eight, the minimum was five members, and the maximum was 16 members.

The largest percentage of TATs were chaired by a student affairs representative (41%) followed by a law enforcement/public safety representative (27%).

Only seven four-year public institutions, one community college, and one private institution reported having a budget allocated specifically for threat assessment.

80% of four-year public institutions indicated that they have a mechanism for monitoring social media, as opposed to 47% of community colleges and 47% of private institutions.

91% of institutions reported that their TAT assessed one or more threat cases during the 2013- 2014 academic year. Four institutions reported no threat assessment cases during this period. A total of 1,217 threat assessment cases were reported.

The numbers of threat assessment cases reviewed during the 2013-2014 academic year varied greatly between institutions, as did the risk levels assigned to these cases by the institutions. This suggests that there are differences between institutions in how they define and report threats, and in how they assess their risk levels.

The survey responses published in the report are more interesting even than the findings. Take intervention strategies. Thirteen of 15 public institutions had intervention strategies that included interim suspension. Presumably those other two included UVa.

First policy required of the VPC:

Then execution of policy by the TAT:

Net of that, we can see that TAT’s followed policy.  Including policy not compliant with the law.

If interim suspension was not part of policy, it was not used  It was of course not used in the case of the UVa alleged shooter. And it is not mentioned in current UVa policy.

With all of that, if you still think there is some rhyme or reason attributed to the TAT process, look at this chart.

and this one

One institution with less than 2,500 students in 2013-14 academic year investigated 213 of them as potential threats.  Another with over 30,000 investigated 20 in the same year.  It is statistically nearly impossible they were using anything like the same criteria.

Bottom Line. Current law needs to be updated to define TATs as law enforcement activities, led by the Chief of Police, with a dedicated law enforcement investigator assigned, as Virginia Tech does, and with the statutory participation of mental health professionals and legal counsel.

Campus law enforcement officials should gather information available through law enforcement channels and FERPA information, investigate, execute searches, execute bans from the campus, and execute temporary suspensions.

The mental health professionals should execute mental health exams. Those in turn should be mandatory upon determination of the team.

Temporary suspensions for school safety should be automatic for those declining to participate in an investigation in any way.

The TAT should have access to other university/college resources for case-specific support, but the concept of leading threat assessment teams with student affairs personnel is preposterous and needs to stop.

Padding the TAT’s with other campus interest groups by statute or even voluntarily at best slows the process and is at worst counterproductive to the safety of the community.

There were, inexplicably, no directives issued to state institutions as a result of the shortfalls found in the DCJS study. Only recommendations.

Higher education administrators may wish to further examine the reasons why there are differences in compliance between Virginia’s community colleges and public four-year IHEs with certain aspects of the legislative requirements for TATs.

“May wish to.”

Clearly some did not wish to.

Virginia pre-K-12 public schools have very similar requirements. Wonder how they are doing?

Bottom line updated for clarity of intent for legislation Nov 22 at 15:11


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Comments

54 responses to “Virginia Should Enforce Threat Assessment Laws. Noting Lack of Compliance Not Enough.”

  1. William O'Keefe Avatar
    William O’Keefe

    Actions have consequences and so does inaction. The recent incident at UVA proves that. The GA needs to put some teeth in the law after reviewing why its implementation was so poor. If UVA and its executives could be held legally accountable for implementation and execution, they would have a far different set of incentives than is now the case.

    1. James C. Sherlock Avatar
      James C. Sherlock

      Good point, but what I want the state to do with state institutions is send DCJS teams around to review policies and execution of policies and direct changes. It is impossible for me to believe that DCJS doesn’t have that authority even if they do not use it.

      1. William O'Keefe Avatar
        William O’Keefe

        That should be an ongoing process, so I agree with that but also think that more needs to be done by the GA.

        1. James C. Sherlock Avatar
          James C. Sherlock

          I recommended changes in the law. Did I miss anything?

        2. James C. Sherlock Avatar
          James C. Sherlock

          Like I recommended to a couple of others, look at the two charts and a comment I just added right above the Bottom Line.

      2. “The Auditor of Public Accounts is part of the legislative branch of Virginia government and reports through the Joint Legislative Audit and Review Commission (JLARC) of the General Assembly.”

        https://www.apa.virginia.gov/about_us.aspx

  2. LarrytheG Avatar

    One might assert that what the function of the TAT is, is as a group, to decide which of the member agencies should take action on a given case – based on the collective opinion of the group.

    That leaves a lot of room for things to go sideways and puts a lot of emphasis on the due diligence of the individual members and the group.

    I would expect law enforcement to play a prominent role especially where violent behavior may be at issue but I also
    would expect the mental health folks to assert themselves in
    cases where there are individuals who exhibit behaviors not currently overtly violent but potential.

    I’d be curious to know if JLARC is going to do a review but I’d also be interesting in hearing from folks like Creigh Deeds and his tragedy.

    1. James C. Sherlock Avatar
      James C. Sherlock

      The law defines the TAT as having an intervention role.

      1. LarrytheG Avatar

        I know but does that mean the TAT itself or it’s member agencies?

        The resources already reside in the member agencies.

        You’d be duplicating it in the TATs with additional costs as well as confusion as to whether the TAT should act or the member agency.
        The search warrant is an example.

        1. James C. Sherlock Avatar
          James C. Sherlock

          The TAT itself.

        2. Eric the half a troll Avatar
          Eric the half a troll

          Depends on how the violence prevention committee writes the intervention policies. If they only call for referral, that is all the TAT can do.

      2. Eric the half a troll Avatar
        Eric the half a troll

        Not necessarily. The role is to implement intervention POLICIES. If those policies state that the TAT is not to actually intervene but instead refer to law enforcement, there would be no actual intervention role for the TAT

        1. From the law the TAT is “to implement the assessment, intervention, and action policies”.

          There is an explicit intervention role for the TAT in the enabling legislation, and the VPC is directed to set those intervention policies.

          1. Eric the half a troll Avatar
            Eric the half a troll

            The only intervention role for the TAT is implementing “POLICIES”. Policies written by the other committee. As I said if those policies state that the TAT must refer enforcement to law enforcement or other existing bodies, that is all they can do. Period.

          2. Nice try, but no cigar. What you actually said was “there would be no actual intervention role for the TAT”

            What I quoted was the explicit language of the legislation that prescribes intervention by the TAT.

          3. Nice try, but no cigar. What you actually said was “there would be no actual intervention role for the TAT”

            What I quoted was the explicit language of the legislation that prescribes intervention by the TAT.

          4. Eric the half a troll Avatar
            Eric the half a troll

            The only “intervention” that would be allowed under my scenario would be a referral. As I noted multiple times.

  3. Current law needs to be updated to define TATs as law enforcement activities…

    Nope. That’s a step too far.

    The idea of having student affairs personnel and mental health counselors executing search warrants and making arrests is preposterous.

    Leave any necessary law enforcement actions to the law enforcement agencies that participate in the TAT.

    1. James C. Sherlock Avatar
      James C. Sherlock

      Read it again. I recommend excluding student affairs from the TAT.

      Mental health counselors are on the TAT to take care of those threats needing mental health support.

      Law enforcement members would execute search warrants and make arrests.

      If you don’t think that is clear, I will update, but I think it is already the reasonable take away.

      1. Nancy Naive Avatar
        Nancy Naive

        “Mental health counselors are on the TAT to take care of those threats needing mental health support.”

        How does one tell? Lots of cops shoot them.

      2. “Leave any necessary law enforcement actions to the law enforcement agencies that participate in the TAT.”

        That is the important part of WayneS’s comment. His observation that having non law enforcement agencies/people exercising law enforcement authorities is preposterous is spot on.

        To state the obvious, exercising law enforcement functions is why law enforcement people are included in the TAT. That ain’t broke and don’t need fixing. Other parts of the VPC and TAT functions do need fixing, please focus on them.

        1. James C. Sherlock Avatar
          James C. Sherlock

          OK, you too misinterpreted my remarks. So I have updated them. Read the “Bottom Line and see if that works.

          1. Thanks for cleaning it up. I concur with WayneS’s response below. Figuring things out is often an iterative process. That can be a feature, not a bug.

          2. James C. Sherlock Avatar
            James C. Sherlock

            Look at the two charts and a comment I just added right above the Bottom Line.

          3. Is the individual IHE data that was used to construct the charts available? That might shed some light on UVa.

          4. James C. Sherlock Avatar
            James C. Sherlock

            No. I’d have to FOIA it. But it really does not matter to the big picture.

          5. But it does go to WTF is going on at UVa…

          6. James C. Sherlock Avatar
            James C. Sherlock

            Their screw ups are not in question. It does not matter if they had one case this year of 300.

      3. Well then I disagree with you even more strongly.

        You seem to have forgotten the reason for creating these TATs in the first place. The purpose is to identify and address potential threats, not find reasons to arrest people. If a a mental health intervention can be used to help a student in crisis, then it should be obvious that such a path would be better than simply arresting the student and expelling him from school.

        You appear to want the TAT to be used to root out and punish troubled students rather than deescalating crises and helping the students who can be helped. Yes, a law enforcement component is a necessary part of the TAT, but it should be used only when needed – it should not become the team’s primary function.

        1. James C. Sherlock Avatar
          James C. Sherlock

          You entirely misinterpret my remarks. We are talking past one another. So I have updated them.

          1. Thank you. I am sorry if I misunderstood what you were driving at. Your revisions make it clear, and I [now] agree with your “Bottom Line” assessments/suggestions.

          2. James C. Sherlock Avatar
            James C. Sherlock

            Worthwhile exercise. Not the first time I have been reoriented by comments. I certainly don’t want the GA misinterpreting my remarks in this case.

          3. James C. Sherlock Avatar
            James C. Sherlock

            Like I told Lefty, look at the two charts and a comment I just added right above the Bottom Line.

          4. James C. Sherlock Avatar
            James C. Sherlock

            Worthwhile exercise. Not the first time I have been reoriented by comments. I certainly don’t want the GA misinterpreting my remarks in this case.

        2. Nancy Naive Avatar
          Nancy Naive

          They’re still upset they couldn’t declare the little “F### UVa” girl a menace to society and call for a summary execution.

      4. Virginia Code Section 23.1-805 specifically mandates inclusion of representatives from student affairs in violence prevention committees and threat assessment teams. Excluding them from TATs would require a statutory change.

        Search warrants must be issued by judges or magistrates. Law enforcement personnel are under the supervision and control of elected sheriffs or other public officials. Giving law enforcement authority to committees and teams established under policies and procedures established by the governing boards of public institutions of higher education would lead to a legal mess.

        1. James C. Sherlock Avatar
          James C. Sherlock

          Three comments.

          I recognize what current law mandates. I am recommending a change to that law.

          Not all searches need a warrant. In the case of the accused shooter, he lived in a University dorm. He signed a contract agreeing to a search.

          The law enforcement authority is given to LEOs. The LEOs on the TAT have that authority already.

          It apparently – I stress apparently – does not lead to a legal mess, as Virginia Tech has banned 200 people from its campus over the years. And they have a senior LEO with investigative responsibilities assigned to their TAT.

          The Universities each have a state Deputy AG as legal counsel, so they should check out your concern.

          1. LarrytheG Avatar

            I do note that LEO did obtain a search warrant for the dorm room. Why did they do that if the University could search it already?

          2. James C. Sherlock Avatar
            James C. Sherlock

            It was pursuant to a criminal investigation at that point. A warrant was required to protect the findings from exclusion in court.

            None of that was true when the TAT was doing an administrative security investigation.

  4. Might there be a role for the APA? When I was working within Higher Education in Virginia, it was within their purview to ensure compliance with state law in operational matters as well as financial.

    “In fulfilling its mission, APA commits to:

    – Completing comprehensive financial and operational audits”

    https://www.apa.virginia.gov/about_us.aspx

    It has been my experience that negative audit findings from the APA get noticed by the governing board and result in action.

    1. James C. Sherlock Avatar
      James C. Sherlock

      Maybe on a continuing basis. But in this case the DCJS did an operational review and concluded many schools were not in compliance. And that is where it stopped.

      1. “Maybe on a continuing basis.”

        Without a mechanism in place to ensure compliance and vigilance on a continuing basis, we will likely be right back in the same place 15 years from now.

        In my view, that’s one of the major deficiencies of the existing law – no ongoing mechanism to ensure compliance.

    2. LarrytheG Avatar

      JLARC and the APA have traditionally done the reviews and recommendations and the process allows comments and responses from the agencies.

      As demonstrated in the comments here, different folks understand different meanings from the words. Makes me wonder if some of the TAT and associated truly understand the duties and requirements.

      In my view the situation with the TATs is not that different than from the issues involved in Red Flag laws as well as active shooter protocols where there is still also confusion and misunderstanding among various affected as to what those laws actually call for and who is responsible.

  5. “If interim suspension was not part of policy, it was not used. It was
    of course not used in the case of the UVa alleged shooter.”

    Nor were mental health interventions, either voluntary or involuntary in the current case.

    Is there any individualized IHL reporting? Any annual reports of VPC’/TAT activities? Do these groups meet regularly or just ad hoc? Are there meeting agendas or minutes? Did UVa’s combined VPC/TAT operate in a vacuum?

    It also seemed funny that UVAs TAT determined it was not a “disciplinary” organization and thus referred (well, more or less) Jones elsewhere. Several of the functions of the TAT are taken for the safety of the IHL or the individual, not for discipline. None of those actions were taken either.

    1. James C. Sherlock Avatar
      James C. Sherlock

      All of those are good questions.

      1. And, what are the published policies and procedures? How did UVA’s conflated VPC/TAT describe how it should operate? Did its (in)actions vary from what it itself said it should do? If so, how and why?

        1. James C. Sherlock Avatar
          James C. Sherlock

          Already wrote that article.

          1. Yeah, but it needs more examination and documentation of what exactly and who was dysfunctional, why and what it needs to fix it.

            You got a good start and I appreciate that, but the job’s not nearly done. Highlighting that other IHLs are also deficient is good work too. Dancing with thems what brung you at UVa is important. I encourage you not to dance away from that too quickly.

          2. James C. Sherlock Avatar
            James C. Sherlock

            Not done yet.

          3. I look forward to your follow ups.

  6. Nancy Naive Avatar
    Nancy Naive

    “Bottom Line. Current law needs to be updated to define TATs as law enforcement activities, led by the Chief of Police, with a dedicated law enforcement investigator assigned, as Virginia Tech does, and with the statutory participation of mental health professionals and legal counsel.”

    As soon as you put a 3lb brick hammer in an ophthalmic surgery kit, you’re gonna have a lot of people with smashed skulls. Law enforcement is the very definition of the 500lb gorilla in the room.

    I find it fascinating that the Conservative position on putting mental health experts on police forces was to call it “defunding the police”, but putting cops on the mental health evaluation boards is good policy.

  7. Nancy Naive Avatar
    Nancy Naive

    “Va Code Adjustment… it is a class A felony to act crazy.”

    Problem solved.

  8. Eric the half a troll Avatar
    Eric the half a troll

    “I reported that UVa is not.”

    No you judged that UVa is not. Reporting would require a third party finding. In fact, the report you cited found that:

    “Of the 32 responding public institutions (15 four-year institutions and 17 community colleges), 100% had a threat assessment team as directed by §23-9.2:10.”

    and

    “All (100%) responding four-year public institutions and community colleges had a committee charged with the education and prevention of violence on campus (i.e., violence prevention committee or VPC) as directed by §23-9.2:10.”

    Meaning your judgement that the UVa combined entity did not comply with the law is incorrect…. unsurprisingly…

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