by Dick Hall-Sizemore

Maybe it was the weirdness of amending the biennial budget after Year 2 of the biennium had started.  Maybe all the money they had to spend made them dizzy. Maybe they were in a hurry because many of them were in the middle of re-election campaigns. Whatever the reason, the General Assembly decided in its special session to adopt the budget to sacrifice transparency in favor of efficiency.

A quick review of the normal procedure will serve to clarify how different this year was. Normally, after both houses have considered the budget bill and rejected each other’s version, the bill is sent to a conference committee comprised of members from both houses. In a largely shrouded process, the conference committee eventually produces a report consisting of all the changes to the introduced budget bill that its members have agreed upon. (Comparisons to the Vatican College of Cardinals electing a new Pope are apt.)

A conference report will typically consist of hundreds of separate amendments, including lengthy language amendments, and is a formidable document. For example, the budget conference report for the 2021 Special Session I had 271 pages.

The conference report is first taken up by the House of Delegates.  Technically, the report can be voted on as a whole. However, any member can request that a specific amendment “be taken out of the bloc” and voted on separately.

After the members have finished requesting items be separated, the remaining amendments are adopted as a bloc in a single vote. Attention then turns to the items taken out of the bloc. Each one is debated and voted on. If a majority of delegates vote “No” on the question of whether the amendment shall be adopted, it is dead. After all the separated items are voted on, the report, minus any items rejected, is sent to the Senate and the process is repeated.

After both houses have completed consideration of the budget bill, staff members of both houses prepare a bill that incorporates all the adopted amendments, called the enrolled bill, which is sent to the Governor for his consideration.

It is exceedingly rare for an item in a budget conference report to be rejected. However, the process gives legislators a chance to challenge budget amendments they don’t like and go on record publicly opposing them. In addition, the conference report is clear and official documentation of the budget amendments adopted by the General Assembly.

The process this year was different. There was no conference report. There were no standalone amendments. The budget bill (HB 6100) was introduced with amendments already incorporated. These amendments were obviously produced from somewhere and agreed upon by someone, but there was no documentation. In effect, the bill that was introduced was the enrolled bill.

The staffs of the House Appropriations and Senate Finance and Appropriations committees prepared briefing materials so their members could know the major changes in the budget bill. The members then proceeded to adopt the budget bill by overwhelming majorities. (The bill went through committees and floor votes in both houses on the same day.)

The briefing materials were well-done and informative. Furthermore, they were posted on the websites of both committees. Unavoidably, however, the summaries did not include every item, only the major ones, and not the exact wording of the numerous language amendments. Nevertheless, to be fair, the legislators were probably as well-informed concerning what was in the budget amendments as they had been with a conference report. The only difference was they could not easily single out a specific amendment for a complaint and a separate vote on that amendment.

The main casualty of the process this year was transparency for the public. For non-legislators, including the media, interest group members, state agency staff, and the general public, the conference report was a handy compendium of the budget actions. That document was their guide to the budget actions taken by the General Assembly. For the 2023 Session, that guide does not exist.

It is true that many of the changes in appropriations were accompanied by language amendments that specified what the additional money was to be used for. However, that is not always the case.  For example, the appropriation for Item 294 was increased by $1,642,178, but there is no accompanying language that provides any indication what that extra money is for. The subject of the Item provides some hint of the intended use. It is the location of the program “Community Health Services” under the Department of Health. Furthermore, the allocation for the service area “Support for Local Management, Business, and Facilities” is increased by that amount, which helps pinpoint it some more. However, one still does not why the legislature provided the Department of Health this additional $1.6 million. The answer lies in a spreadsheet that was included in the briefing packages of the staff of each committee. From that spreadsheet, one can find that the additional appropriation for Item 294 was for “Rent Costs for Local Health Departments.” It should be pointed out here that this spreadsheet is not an official document in the sense the wording in an amendment adopted by the General Assembly is.

Even when there is language setting out the purpose of the additional appropriation, one has to know where in the budget bill to find it. For example, to learn if the General Assembly provided the Department of Behavioral Health and Developmental Services additional funding for supportive housing, one has to know that the program designated in Item 313 of the budget bill is the place to look and then has to pore through several pages of dense printed language before discovering that the amount for supportive housing was increased by $30 million.

Of course, the briefing material breaks out the additional funding for mental health services and shows the $30 million for supportive housing. However, people are used to looking in the Legislative Information System (LIS) for this information and may not know that the briefing materials exist or where to find them. (It does not help that LIS has this notation with regard to amendments to the 2023 budget bill: “Amendments will be posted when available.”)

This lack of a conference report in 2023 will create a lot of problems for future analysts. For example, analysts in the Department of Planning and Budget rely heavily on conference reports in preparing the funding history of specific programs, which they need to do fairly often. Conference reports have been essential to the research I have been doing on an article currently being prepared. In the future, state analysts and private researchers will need to be aware that, in the absence of a conference report, they will need to comb through the 2023 budget bill for answers or go through the briefing materials stored on the website archives of the two money committees.

In summary, in 2023, the General Assembly diminished public transparency of its actions for reasons of expediency.


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Comments

27 responses to “Transparency? Hah!”

  1. Kathleen Smith Avatar
    Kathleen Smith

    Great article. I am not sure if this administration understands the history that led to practices that probably should not change. They get the job done, it seems efficient, but often find out too late what they could have done differently.

    In my mind, this administration runs the Commonwealth like a CEO business model versus a governmental model. In thinking their process is the right process, they overlook why the previous process might be better.

    1. Dick Hall-Sizemore Avatar
      Dick Hall-Sizemore

      I don’t blame the Youngkin for this, although they obviously knew what was going on. For example, the GA briefing papers included a breakdown by school district of the new money for K-12. That calculation was likely done by the Dept. of Education. Furthermore, the day after the legislature adjourned, the Governor announced a detailed plan of how the new money would be used.

      1. Kathleen Smith Avatar
        Kathleen Smith

        This

      2. Kathleen Smith Avatar
        Kathleen Smith

        This administration seems to try to reinvent the wheel. I always started with a review of a similar item from previous documents and used that as a template. Yes, he gets to the same place, but in the end less efficiently and with bugs. His summary of how new money was spent will be used by new administrations in the future. But, the process of finding the line item change in the document may keep being used as a template.

  2. LarrytheG Avatar

    Thank you. I truly had no idea that legislation, even once voted on by the GA, could be altered later by a smaller group of legislators with such changes largely known only to those who know the process including the lobby folks who know changes can still be made.

    It explains why we see reports of proposed/pending legislation only to have to fall off the radar screens later… or “pop-up” changes not really tracked by the media earlier in the session.

    I understand the need for the process even though it does feel like not all elected had an equal vote but at least transparency actually did inform whereas without it , some things we won’t even know until it appears in codified law and regulations.

    Which doesn’t do great things for folks who don’t understand how laws get done and are incentivized to think evil thoughts about the process and actual connection to voters expectations.

    You add an invaluable perspective to BR that has not been there prior and I thank you much for sharing your knowledge and helping me and others to understand how the GA “really” ‘works’ !

    1. Dick Hall-Sizemore Avatar
      Dick Hall-Sizemore

      Thanks, but I obviously don’t deserve it. See below where I realized that Steve had pointed out my obvious error.

  3. If Dick, who understands the budget process better than almost anyone, finds the new budget difficult to decipher, there’s little hope for the rest of us.

    1. LarrytheG Avatar

      That’s always been one of the opportunity roles for BR in my mind. What attracted me to BR in the first place.

  4. They are staunch supporters of transparency in government – unless it is an inconvenience to them.

    1. Stephen Haner Avatar
      Stephen Haner

      Find and read the Open Government episode/chapter in Yes, Minister. I think it was episode one in TV show, chapter one in the book, as Hacker becomes Minister of Administrative Affairs.

      1. Thank you for reminding me about his book, Mr. Haner. I meant to track it down the first time you mentioned it, but it slipped my mind.

        Just to be clear, there a a couple books by the same gentleman titled “Yes, Prime Minister” (Volumes 1 &2). I should be looking for the single volume “Yes, Minister”. Is that correct?

      2. Thank you for reminding me about his book, Mr. Haner. I meant to track it down the first time you mentioned it, but it slipped my mind.

        Just to be clear, there a a couple books by the same gentleman titled “Yes, Prime Minister” (Volumes 1 &2). I should be looking for the single volume “Yes, Minister”. Is that correct?

      3. Thank you for reminding me about his book, Mr. Haner. I meant to track it down the first time you mentioned it, but it slipped my mind.

        Just to be clear, there a a couple books by the same gentleman titled “Yes, Prime Minister” (Volumes 1 &2). I should be looking for the single volume “Yes, Minister”. Is that correct?

  5. Stephen Haner Avatar
    Stephen Haner

    “It is exceedingly rare for an item in a budget conference report to be rejected.” No, it is impossible for individual items to be rejected, only the whole package can be rejected. Which is why a no vote is so hard. You cannot amend a conference report.

    Yes, there was no conference report, rather an agreed upon parallel bill, which under the rules very much could have been amended. But the leadership in both houses muscled the members into acting as if it was a conference report, passing a change in the rules to prevent amendments. If you watched the Senate floor, the idea raised quite a few hackles. I didn’t watch the House when the rule was adopted.

    And Kathleen, the Third Floor (Governor’s Office) is just a bystander when the legislature deals with the budget and is wise to stand back. Good or bad, this new approach is on the legislature and its leaders promised (!) it won’t happen again this way.

    Larry, the basics of the process go back to a manual written by Thomas Jefferson. And navigating the process is largely what lobbyists are hired to do, guiding others through the maze.

    1. LarrytheG Avatar

      To give Haner credit, he does an equally good job on the machinations of the SCC but largely only for Dominion.

      The SCC is quite involved in Virginia government in many different areas. I actually stop by their table at the State Fair where they often seem largely a lonely bunch because most fair goers have no clue who they are or what they do. I suspect most who stop by work for the SCC or allied agencies!

      If they gave away some serious bling, they’d probably get more traffic!

      I sometimes wonder if the SCC in Va is a fairly standard entity across all states or do other states accomplish it’s functions in other ways?

      One can see and understand why voters so relish the top guy as being “hands on” rather than trying to understand the rabbit warren of actual governance!

      1. how_it_works Avatar
        how_it_works

        Most states seem to have an entity that only deals with public utilities:

        https://en.wikipedia.org/wiki/Category:Public_utilities_commissions_of_the_United_States

        1. LarrytheG Avatar

          right, but what about other things like insurance and other commerce regulation?

          1. how_it_works Avatar
            how_it_works

            Many states have a department which handles insurance matters, which may be it’s own department, independent of another:

            https://en.wikipedia.org/wiki/Insurance_commissioner

          2. LarrytheG Avatar

            Va SCC:

            ” About the Agency
            The State Corporation Commission (SCC) has regulatory authority over utilities, insurance, state-chartered financial institutions, securities, retail franchising and railroads. It is the state’s central filing office for corporations, limited partnerships, limited liability companies and Uniform Commercial Code liens.”

            That’s not everything for sure.

          3. how_it_works Avatar
            how_it_works

            From what I’ve seen, most other states don’t have a single agency that handles all that Virginia’s SCC handles.. Where Virginia has one agency, other states have two or more.

          4. LarrytheG Avatar

            I think there are other regulatory agencies in Va besides the SCC but not sure they have “judges” and proceedings involving rulings or maybe they do.. lotta ignorance..

          5. William Chambliss Avatar
            William Chambliss

            The functions overseen by the SCC are normally handled by Executive branch agencies, usually 5 or more, in other states. The SCC is nearly unique in being a constitutionally established department of government as opposed to an Executive branch agency.

    2. Dick Hall-Sizemore Avatar
      Dick Hall-Sizemore

      Technically, a budget conference report is usually a series of separate amendments that, under the rules, can be voted on as a bloc or separately.

      Thanks for the clarification on how they handled the introduced budget bill. In preparing my article, I thought about watching the video of the floor sessions, but the staff had told me why there were no standalone amendments and I figured I had enough. I just figured there was a “gentlemen’s agreement” that there would be no floor amendments.

      Your skepticism is well-founded. Once such new “one-time” approaches succeed, they have a habit of reappearing in later years.

      1. Stephen Haner Avatar
        Stephen Haner

        No sir, a conference report is unamendable. Period. Cannot be severed. Must be accepted or rejected as is. Same with a Governor’s Amendment, no changes, but they can be severed or sent to committee.

        To follow the standard process once the process stalled, the legislature would have needed to stay in recess. Then we could have had a regular conference report. But to stay in recess would mean to forego fundraising…..so they adjourned.

        1. Dick Hall-Sizemore Avatar
          Dick Hall-Sizemore

          AARGH! You are right! I must have been up too late last night or have been out of this too long. I was getting the conference report confused with how they handle proposed committee amendments and amendments sent back by the Governor. The conference report is an up or down vote as a whole, thereby putting a lot of power in the hands of the conferees.

          I am embarrassed. Thanks for straightening me out.

  6. walter smith Avatar
    walter smith

    Aren’t they just imitating their DC betters, to which many aspire? Never really pass a budget as separate bills and wrap it all up in one big thing you have to vote for? And no member can be blamed for the various huge piles of excrement cuz they had to vote for the package? At least we aren’t spending 40% over what we take in…

    1. Stephen Haner Avatar
      Stephen Haner

      As funky as Richmond gets, please, it is not Congress. Yet.

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