Loophole Allows Nursing Homes to Cover Up COVID-19 History

by Carol J. Bova

The Centers for Medicare and Medicaid (CMS) published an interim final rule with comment period (IFC) on May 8 that provided more flexibility for health care providers “to respond effectively to the serious health threats posed by the spread of COVID-19.” The rule amended Medicare policies on an interim basis to allow any healthcare professional authorized under state law to order COVID-19 serological and antibody testing to do so and pay new collection fees during the public health emergency.

The IFC added a number of other adjustments and changes. Perhaps the most watched is the one that established “explicit reporting requirements for long-term care (LTC) facilities for information related to COVID-19 cases and deaths among facility residents and staff,” including deaths of hospitalized residents.

CMS sent a Memorandum Summary to State Survey Agency Directors about the IFC and described the requirements for nursing homes to report COVID-19 facility data to the Centers for Disease Control and Prevention (CDC), residents, their representatives, and families of residents in facilities. CMS said it would post the data for viewing by facilities, stakeholders, or the general public at https://data.cms.gov.

Facilities which fail to submit complete and accurate information will receive a deficiency citation and be subject to a fine. Unfortunately, the fines are unlikely to ensure compliance. Those who fail to report after a two-week grace period will receive a one-day civil money penalty (CMP) of $1,000, which will increase by $500 for each subsequent week.

Errors and Omissions

When the CMS report came out June 6, the Virginia Mercury called out errors and omissions. Bedford County Nursing Home showed an entry for 90 deaths the week of May 24, but the institution said it had no deaths and did not report that number. The most likely explanation is the number of beds is next to the deaths column, and Bedford has 90 beds. It’s very easy to inadvertently drag a number from one column to the next, and CMS will have to address and correct input errors such as this.

It is true that 29 Virginia nursing homes ignored the requirement to report both for the week ending May 24 and the week ending May 31. Five more failed to report on May 31, but 255 did report at least some of the information.

The Loophole

Although there should be more data than in prior months, a major loophole allows nursing homes to hide their true COVID-19 history. The system is capable of recording information back to January 2020, and facilities were encouraged to do so, but they were not required to submit information prior to May 1.

Canterbury Rehabilitation in Richmond had 32 COVID-19 deaths by April 7, reported the Richmond Times Dispatch, and 45 deaths by April 14, according to the New York Times. The Times called the outbreak “the deadliest linked so far to a U.S. long-term care facility.”

Under the new regulation, Canterbury Rehabilitation reported only 2 deaths as of May 31. The facility could legally do that because it has experienced only two deaths since the May 1 reporting cut-off.

VDH Could Supply the Missing Data

The Virginia Department of Health (VDH) knows the actual numbers of deaths at each facility and has reported them to the CDC. By ignoring definitions in the Code of Virginia, VDH has refused to release data to the public about specific nursing home COVID-19 cases and deaths unless a facility chooses to disclose them.

Writing about the Virginia May 1 press conference, the Richmond Times Dispatch, “State Health Commissioner Norman Oliver resisted calls to begin identifying cases and deaths by facility, as Maryland and North Carolina now do, because he said state law defines a facility as ‘a person’ and protects the data as personal medical information.”

Va Code § 32.1-127.1:03 B. Health Records Privacy, says: “Individual” means a patient who is receiving or has received health services from a health care entity. So while nursing homes are “persons” in the law, they are not patients or individuals.

This leaves another unanswered question of why Attorney General Mark Herring and Health Commissioner Norman Oliver chose to “adjust” the Code’s definitions to favor nursing homes who hide their history over providing the transparency of the data as CMS intended.

Carol J. Bova is a writer who lives in Mathews County.


Share this article



ADVERTISEMENT

(comments below)



ADVERTISEMENT

(comments below)


Comments

32 responses to “Loophole Allows Nursing Homes to Cover Up COVID-19 History”

  1. LarrytheG Avatar
    LarrytheG

    VDH not only does the “not identify” for nursing homes but all businesses also and nursing homes are actually businesses also.

    Part of the problem is that there are all sorts of folks with different agendas who want data to support their agenda and it becomes a game between those who generate the data and those that want it.

    Not unlike the adversarial nature of the public schools and those that want public school data to prove their assertions or the police who apparently do not have to release some information related to interactions with the public.

    And VDH AND CMM don’t actually collect the data – there is no way to FOIA it…

    I don’t know the answer but it’s become a bit of cottage industry between agencies that have data – and those that want it.

    1. When is it ever in the “public interest” to withhold the data? Why should the public care what different agencies’ agendas are?

      1. LarrytheG Avatar
        LarrytheG

        It’s NEVER in the public interest to withhold data but if an agency thinks the data will be used against it by people or groups opposed to the agency – it becomes an adversarial relationship.

        It’s not new. At first, the FOIA law forced release of data that agencies did not want to release so then it switched to what kind of data they would actually collect and generate and if they do not collect or generate the data then they can’t release it.

        I do not justify it at all but I state what is going on. I don’t know how to fix it if there are folks whose motivation is to attack the agency.
        The agencies will figure that out and do what they think protects them from what they consider to be unfair or unproductive attacks.

        The legislature can force the collection and release of specific data in the pubic interest and do, sometimes.. but agencies with limited resources and under attack from critics won’t necessarily do what is right.

  2. LarrytheG Avatar
    LarrytheG

    VDH not only does the “not identify” for nursing homes but all businesses also and nursing homes are actually businesses also.

    Part of the problem is that there are all sorts of folks with different agendas who want data to support their agenda and it becomes a game between those who generate the data and those that want it.

    Not unlike the adversarial nature of the public schools and those that want public school data to prove their assertions or the police who apparently do not have to release some information related to interactions with the public.

    And VDH AND CMM don’t actually collect the data – there is no way to FOIA it…

    I don’t know the answer but it’s become a bit of cottage industry between agencies that have data – and those that want it.

    1. When is it ever in the “public interest” to withhold the data? Why should the public care what different agencies’ agendas are?

      1. LarrytheG Avatar
        LarrytheG

        It’s NEVER in the public interest to withhold data but if an agency thinks the data will be used against it by people or groups opposed to the agency – it becomes an adversarial relationship.

        It’s not new. At first, the FOIA law forced release of data that agencies did not want to release so then it switched to what kind of data they would actually collect and generate and if they do not collect or generate the data then they can’t release it.

        I do not justify it at all but I state what is going on. I don’t know how to fix it if there are folks whose motivation is to attack the agency.
        The agencies will figure that out and do what they think protects them from what they consider to be unfair or unproductive attacks.

        The legislature can force the collection and release of specific data in the pubic interest and do, sometimes.. but agencies with limited resources and under attack from critics won’t necessarily do what is right.

  3. Reed Fawell 3rd Avatar
    Reed Fawell 3rd

    This is called a lawless government. This lawlessness is spreading like a plague all over many parts of and institutions within America.

    Another excellent post by Carol.

  4. Reed Fawell 3rd Avatar
    Reed Fawell 3rd

    This is called a lawless government. This lawlessness is spreading like a plague all over many parts of and institutions within America.

    Another excellent post by Carol.

  5. Dick Hall-Sizemore Avatar
    Dick Hall-Sizemore

    The Code section cited by Carol is not really relevant to this discussion. However, the article of the Code of Virginia pertaining to the licensure of nursing homes does not include a definition of “person”. (See Sec. 32.1-123). I have long wondered, and still continue to wonder, what section of the Code that the administration is relying on.

    1. LarrytheG Avatar
      LarrytheG

      VDH will not identify any of the businesses or institutions in the Fredericksburg region with COVID-19 unless the business/institution will release than info and FLS has pushed back on that.

      Even then… most of the businesses that have had COVID-19 outbreaks have been identified.

      I do not envy VDH – they are butt-deep in ankle-biters these days – everyone wants a piece of them – perhaps with some justification – but there is no way for them to satisfy some.

    2. Commission Oliver applied the Health Records Privacy section to nursing homes in more than one press conference. I picked up the definition there of individual meaning a patient because it does not say person.

      Press conference May 1, “As I’ve stated before, this is not a decision that was made by the health department. It is actually something that’s incorporated into the Virginia code, which first of all identifies facilities and corporations, businesses as persons. And then requires us to protect the anonymity of person.”

      It seems the Commissioner put the health records privacy together with 1-230.
      1-230. Person.
      “Person” includes any individual, corporation, partnership, association, cooperative, limited liability company, trust, joint venture, government, political subdivision, or any other legal or commercial entity and any successor, representative, agent, agency, or instrumentality thereof.

      1. Dick Hall-Sizemore Avatar
        Dick Hall-Sizemore

        But, that does not work either. The health records privacy section, Sec. 32.1-127.1:03, refers to the health records of an “individual”, which is defined in that section as meaning “patient”. By disclosing the number of its patients diagnosed with COVID-19 and the number dying of that disease, the nursing home would not be disclosing an individual’s record as long as it did not release the names of the patients so diagnosed or dying.

        There is nothing in the statutes that require the release of this information. Therefore, the administration seems to be trying to shield nursing homes from adverse publicity that might harm their reputations and is falling back on a tortured interpretation of state law to justify its actions by saying it is prohibited from releasing the information.

        1. Thank you. I agree with you. I don’t understand why none of the lawyers in the general assembly followed up on it. I’d only add one more point that while the release isn’t required, the Health Commissioner may release information, and especially earlier on, it might have led to containment and fewer cases.

  6. Dick Hall-Sizemore Avatar
    Dick Hall-Sizemore

    The Code section cited by Carol is not really relevant to this discussion. However, the article of the Code of Virginia pertaining to the licensure of nursing homes does not include a definition of “person”. (See Sec. 32.1-123). I have long wondered, and still continue to wonder, what section of the Code that the administration is relying on.

    1. LarrytheG Avatar
      LarrytheG

      VDH will not identify any of the businesses or institutions in the Fredericksburg region with COVID-19 unless the business/institution will release than info and FLS has pushed back on that.

      Even then… most of the businesses that have had COVID-19 outbreaks have been identified.

      I do not envy VDH – they are butt-deep in ankle-biters these days – everyone wants a piece of them – perhaps with some justification – but there is no way for them to satisfy some.

    2. Commission Oliver applied the Health Records Privacy section to nursing homes in more than one press conference. I picked up the definition there of individual meaning a patient because it does not say person.

      Press conference May 1, “As I’ve stated before, this is not a decision that was made by the health department. It is actually something that’s incorporated into the Virginia code, which first of all identifies facilities and corporations, businesses as persons. And then requires us to protect the anonymity of person.”

      It seems the Commissioner put the health records privacy together with 1-230.
      1-230. Person.
      “Person” includes any individual, corporation, partnership, association, cooperative, limited liability company, trust, joint venture, government, political subdivision, or any other legal or commercial entity and any successor, representative, agent, agency, or instrumentality thereof.

      1. Dick Hall-Sizemore Avatar
        Dick Hall-Sizemore

        But, that does not work either. The health records privacy section, Sec. 32.1-127.1:03, refers to the health records of an “individual”, which is defined in that section as meaning “patient”. By disclosing the number of its patients diagnosed with COVID-19 and the number dying of that disease, the nursing home would not be disclosing an individual’s record as long as it did not release the names of the patients so diagnosed or dying.

        There is nothing in the statutes that require the release of this information. Therefore, the administration seems to be trying to shield nursing homes from adverse publicity that might harm their reputations and is falling back on a tortured interpretation of state law to justify its actions by saying it is prohibited from releasing the information.

  7. Response from Tammie Smith, VDH spokesperson, to Carol’s questions:

    Long term care facilities are encouraged to practice PPE conservation per CDC guidance and to reestablish their PPE supply chains; access has improved recently. Those unable to source PPE through their regular supply chains routinely contact the State Unified Command for assistance.

    Publicly provided PPE is distributed regularly to these facilities to ensure optimum safety in response to the COVID-19 pandemic. PPE requests are coordinated and sent to the Virginia Emergency Support Team (VEST) through their Regional Healthcare Coalitions.

  8. Response from Tammie Smith, VDH spokesperson, to Carol’s questions:

    Long term care facilities are encouraged to practice PPE conservation per CDC guidance and to reestablish their PPE supply chains; access has improved recently. Those unable to source PPE through their regular supply chains routinely contact the State Unified Command for assistance.

    Publicly provided PPE is distributed regularly to these facilities to ensure optimum safety in response to the COVID-19 pandemic. PPE requests are coordinated and sent to the Virginia Emergency Support Team (VEST) through their Regional Healthcare Coalitions.

  9. LarrytheG Avatar
    LarrytheG

    Do they “pre-file” proposed legislation like they do with regular sessions so we know what will be considered prior to when the GA reconvenes?

  10. LarrytheG Avatar
    LarrytheG

    In Fredericksburg, the FLS has reported the same – that VDH itself will not release the identity of any business including nursing homes.but the information is coming out anyhow:

    this morning:

    Four dead, 81 infected with COVID-19 in Spotsylvania long-term care facility

    COVID-19’s lethal impact on long-term care facilities has reached the Fredericksburg area, where four residents of Carriage Hill Health & Rehab Center have died in an outbreak that’s infected 81 residents and workers.

    Three residents died in the center off State Route 3 in Spotsylvania County and a fourth died at Mary Washington Hospital, said Jennifer Eddy, spokesperson for Carriage Hill.

    The outbreak began 11 days ago when a resident being treated outside Carriage Hill tested positive for the virus, Eddy said. Health district officials and the National Guard showed up en masse on Friday to test everyone in the building.

    Carriage Hill is still waiting for a few results, but Eddy said Wednesday that 55 residents and 26 staff members have confirmed cases so far.

    The facility has 150 beds and is managed by Commonwealth Care of Roanoke, which has 12 homes across the state.

    Eddy’s company also does marketing for Heritage Hall Nursing Home in King George, which had an outbreak last month, and both corporations agreed to disclose information about their cases. Long-term care facilities—just like grocery stores and fast-food restaurants—aren’t mandated to tell the public if they have an outbreak of the virus, and the Virginia Department of Health doesn’t identify them, saying their privacy is protected under state code as if they were individuals.

    https://www.fredericksburg.com/news/four-dead-81-infected-with-covid-19-in-spotsylvania-long-term-care-facility/article_d3b42b0e-e597-5689-9ac3-b95af0d036d7.html

    At his press conference on Tuesday, Northam was asked about reconvening the GA and he indicated that he plans to in July sometime.

    Will be interesting to see who, if anyone submits a bill to change the VDH policy and how businesses would lobby.

    Dick or Steve – if the GA reconvenes are there rules that limit bills that would be submitted or does it work like regular sessions?

    1. Yes, Larry. There’s no reason to keep it secret now. The information is required to be submitted after May 1 (and may be submitted going back to January). It will be published weekly as part of CMS Nursing Home Compare. So the only reason for the Health Commissioner to not release the March and April numbers is to hide the history of some nursing homes. Stray thought here: We’ll never know if his April 20th clinician letter to not do contact tracing in healthcare settings had any connection to LTCF outbreaks that increased from 139 and 77 cases on April 20, to 226 outbreaks and 132 cases on May 1.

      “With ongoing transmission of COVID-19 across the United States, the feasibility and benefits of formal contact tracing for exposures in healthcare settings are likely limited. …Healthcare facilities should consider foregoing contact tracing efforts in favor of universal source control (face covering) for healthcare personnel and screening for fever and symptoms of COVID-19 before every shift.”

      1. LarrytheG Avatar
        LarrytheG

        so a pregnant question – why would VDH not want to publish the earlier data?

        How would that change anything now?

  11. LarrytheG Avatar
    LarrytheG

    In Fredericksburg, the FLS has reported the same – that VDH itself will not release the identity of any business including nursing homes.but the information is coming out anyhow:

    this morning:

    Four dead, 81 infected with COVID-19 in Spotsylvania long-term care facility

    COVID-19’s lethal impact on long-term care facilities has reached the Fredericksburg area, where four residents of Carriage Hill Health & Rehab Center have died in an outbreak that’s infected 81 residents and workers.

    Three residents died in the center off State Route 3 in Spotsylvania County and a fourth died at Mary Washington Hospital, said Jennifer Eddy, spokesperson for Carriage Hill.

    The outbreak began 11 days ago when a resident being treated outside Carriage Hill tested positive for the virus, Eddy said. Health district officials and the National Guard showed up en masse on Friday to test everyone in the building.

    Carriage Hill is still waiting for a few results, but Eddy said Wednesday that 55 residents and 26 staff members have confirmed cases so far.

    The facility has 150 beds and is managed by Commonwealth Care of Roanoke, which has 12 homes across the state.

    Eddy’s company also does marketing for Heritage Hall Nursing Home in King George, which had an outbreak last month, and both corporations agreed to disclose information about their cases. Long-term care facilities—just like grocery stores and fast-food restaurants—aren’t mandated to tell the public if they have an outbreak of the virus, and the Virginia Department of Health doesn’t identify them, saying their privacy is protected under state code as if they were individuals.

    https://www.fredericksburg.com/news/four-dead-81-infected-with-covid-19-in-spotsylvania-long-term-care-facility/article_d3b42b0e-e597-5689-9ac3-b95af0d036d7.html

    At his press conference on Tuesday, Northam was asked about reconvening the GA and he indicated that he plans to in July sometime.

    Will be interesting to see who, if anyone submits a bill to change the VDH policy and how businesses would lobby.

    Dick or Steve – if the GA reconvenes are there rules that limit bills that would be submitted or does it work like regular sessions?

    1. Yes, Larry. There’s no reason to keep it secret now. The information is required to be submitted after May 1 (and may be submitted going back to January). It will be published weekly as part of CMS Nursing Home Compare. So the only reason for the Health Commissioner to not release the March and April numbers is to hide the history of some nursing homes. Stray thought here: We’ll never know if his April 20th clinician letter to not do contact tracing in healthcare settings had any connection to LTCF outbreaks that increased from 139 and 77 cases on April 20, to 226 outbreaks and 132 cases on May 1.

      “With ongoing transmission of COVID-19 across the United States, the feasibility and benefits of formal contact tracing for exposures in healthcare settings are likely limited. …Healthcare facilities should consider foregoing contact tracing efforts in favor of universal source control (face covering) for healthcare personnel and screening for fever and symptoms of COVID-19 before every shift.”

  12. Dick Hall-Sizemore Avatar
    Dick Hall-Sizemore

    The Governor can call a special session for a specified purpose, but, it is my understanding that there is nothing that prohibits the GA from taking up other subjects at such a session. The GA can set its own rules. That is why there is always a danger, from the Governor’s perspective, in calling a special session.

    In the present instance, however, with the GA and the governorship under control of the same party, there would probably be an understanding between the GA leadership and the Governor about what would be taken up in a special session. After all, the members would probably want to spend as little time as possible in session, especially with the coronavirus still being around.

  13. Dick Hall-Sizemore Avatar
    Dick Hall-Sizemore

    The Governor can call a special session for a specified purpose, but, it is my understanding that there is nothing that prohibits the GA from taking up other subjects at such a session. The GA can set its own rules. That is why there is always a danger, from the Governor’s perspective, in calling a special session.

    In the present instance, however, with the GA and the governorship under control of the same party, there would probably be an understanding between the GA leadership and the Governor about what would be taken up in a special session. After all, the members would probably want to spend as little time as possible in session, especially with the coronavirus still being around.

  14. LarrytheG Avatar
    LarrytheG

    Do they “pre-file” proposed legislation like they do with regular sessions so we know what will be considered prior to when the GA reconvenes?

  15. Dick Hall-Sizemore Avatar
    Dick Hall-Sizemore

    I doubt if they can file now. After all, a special session has not been officially called. Once the Governor calls it and sets a date, I suppose they can start filing. The leadership will let it be known what subjects will be taken up.

  16. Dick Hall-Sizemore Avatar
    Dick Hall-Sizemore

    I doubt if they can file now. After all, a special session has not been officially called. Once the Governor calls it and sets a date, I suppose they can start filing. The leadership will let it be known what subjects will be taken up.

Leave a Reply